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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-07-02 |
Branch Locations
Rapid City, SD • United States
4940 5Th St Ste 1B, Rapid City, SD 57701-6026 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Rapid City | SD | 03/2024 | Present |
| Respec | Rapid City | SD | 02/2015 | 03/2024 |
Board of Directors; Rapid City Summer Nights; Vice President; 2360 Deadwood Ave, Unit P, Rapid City, SD, 57702; Not Investment-Related; 01/01/2026; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Dakota Summit LLC; office manager; Manage advisory business; 4940 5th St Ste 1B, , Rapid City, SD, 57701; Investment-Related; 03/04/2024; 60 hours per month; 60 during trading hours. Other Business Activities; Triangle Fraternity National Council Finance Committee; Review the organizations finances and develop a model for financial success, review investment portfolio provided by 3rd party investment manager (UBS), reviews the budget and identifies strategies for growth; 120 South Center St, , Plainfield, IN, 46168; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-01 |
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