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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-04 |
Branch Locations
420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities, Llc | San Francisco | CA | 02/2016 | 10/2024 |
| Jpmorgan Chase Bank, Na | San Francisco | CA | 02/2016 | 10/2024 |
| In-Home Care Supportive Services | San Francisco | CA | 02/2019 | Present |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 10/2024 | Present |
ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: IN-HOME SUPPORTIVE SERVICES POSITION: CARE GIVER / PROVIDER START DATE: 2/2/2019 ADDRESS: 201 San Francisco, CA DETAILS: CITY AND COUNTY OF SAN FRANCISCO DEPARTMENT OF AGING AND ADULT SERVICES - CAREGIVER FOR FAMILY MEMBER - SUCH AS GROCERIES AND DOCTOR APPOINTMENTS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 28 HOURS DURING TRADING: 0 RENTAL PROPERTY; INV RELATED; SAN FRANCISCO, CA; 100% OWNERSHIP; 04/2017; 1 HOUR PER MONTH; NO HOURS DURING TRADING; RENTAL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-24 |
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