Alexander Arthur Smith

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 06/2023
  Newark Public Schools
  Newark, NJ
• 04/2021 → Present
  Bayonne Golf Club Caddiemaster
  Bayonne, NJ
• 03/2024 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Other Businesses

ABMM FINANCIAL POSITION: Registered Representative NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/01/2023 ADDRESS: 517 US1 #4100 Iselin, NJ 08830 United States DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. CADDIE MASTER ENTERPRISES, INC. POSITION: Caddie NATURE: Supplemental Income. COMPENSATION TYPE: Commission. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 4/1/2021 ADDRESS: 1 Lefante Way Bayonne, NJ 07002, United States DESCRIPTION: Golf caddie. Business name: Bannan Financial Group, Business Address: 22 Paris Avenue110A Rockleigh, NJ 07647, Position Held: Financial Advisor , Expected annual income: 50000, Compensation Type: Commissions, Hours Per Month: 160, Hours Per Month Trading: 5, Involvement status: ACTIVE, Start: 2026-06-29, Activity description: Financial advisor. Enrolling clients in 403b, Advisory business, life insurance, college savings, Investment Related?: YES, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : YES, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): life insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-02-20
• S63 Uniform Securities Agent State Law Examination
  2024-04-30