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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-07-18 |
Branch Locations
1650 W 82Nd Street Suite 125, Bloomington, MN 55431 • United States
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Focus Financial Network | Minneapolis | MN | 03/2024 | Present |
| Osaic | Minneapolis | MN | 05/2024 | Present |
| Unemployed | Minneapolis | MN | 01/2024 | 03/2024 |
| Fjorge | Minneapolis | MN | 09/2019 | 01/2024 |
| Greenspring Media | Minneapolis | MN | 07/2017 | 09/2019 |
| Unemployed | Minneapolis | MN | 05/2017 | 07/2017 |
| Clinical Research Management | Silver Spring | MD | 08/2010 | 05/2017 |
1. FOCUS FINANCIAL POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/09/2024 ADDRESS: 1650 W 82ND ST, Suite 125, Bloomington MN 55431, United States DESCRIPTION: Trade between subaccounts under the direction of the advisorBlotter cash added to contracts 2. FOCUS FINANCIAL POSITION: Practice Manager NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/17/2024 ADDRESS: 1650 W 82ND ST, Suite 125, Bloomington MN 55431, United States DESCRIPTION: Place tradesTransfer fundsTrack RMDs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-17 |
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