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Patrick Thomas Brennan

Brennan Asset Management

Napa, CA

CRD 3103562

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Employer firm

Brennan Asset Management CRD 174637

$50.9M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Brennan Asset Management

Napa, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-03-24
  • CA RA
    APPROVED
    Since 2015-03-24

Branch Locations

Napa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brennan Asset Management Napa CA 01/2015 Present
Previous Registrations
  • 2014-01-01 → 2015-01-19
    Hcm Wealth
    San Rafael, CA
  • 2012-10-10 → 2013-03-13
    Brennan Asset Management
    Napa, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-01
  • S63 Uniform Securities Agent State Law Examination
    1999-06-01
Designations
  • Chartered Financial Analyst
Other Names
  • Pat Brennan
  • Patrick Brennan

View on SEC IAPD

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