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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-05 |
Branch Locations
263 Tresser Blvd. First Floor, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Services Inc | Montpelier | VT | 03/2024 | 11/2024 |
| Richard J Margenot Llc | Greenwich | CT | 09/2019 | 10/2024 |
| Schnitzler Law | Fairfield | CT | 10/2020 | 07/2021 |
| Ef Education First | Terrytown | NY | 06/2018 | 07/2019 |
| Unemployed | Cos Cob | CT | 08/2019 | 09/2019 |
| Asset Tv | New York | NY | 06/2016 | 07/2017 |
| St Michael's College | Colchester | VT | 08/2013 | 05/2017 |
| Unemployed | Cos Cob | CT | 07/2017 | 06/2018 |
| Lpl Financial Llc | Stamford | CT | 11/2024 | Present |
1) 10/2024 - American Strategic Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 02/18/2025 - Mutual of Omaha - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:01/31/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-13 |
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