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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2024 | 06/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2024 | Present |
| Certinia, Inc | San Jose | CA | 11/2022 | 01/2024 |
| On24, Inc. | San Francisco | CA | 03/2020 | 08/2022 |
| Smartpro Financial | Sarasota | FL | 07/2024 | Present |
| Trinet | Bradenton | FL | 12/2016 | 01/2018 |
| Trinet | Bradenton | FL | 04/2015 | 12/2016 |
| Trinet | Bradenton | FL | 02/2018 | 03/2020 |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 06/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-11 |
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