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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-11 |
| WA | RA | APPROVED | 2024-06-07 |
Branch Locations
929 108Th Ave Ne Ste 1200, Bellevue, WA 98004 • United States
Bellevue, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2024 | Present |
| Jj Caprices | Bellevue | WA | 07/2013 | 03/2024 |
Business Ownership; JJ Caprices; Owner; Retail; 10376 NE 12th Street, #J101, Bellevue, WA, 98004; Not Investment-Related; 07/15/2013; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-07 |
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