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Scott Alan Koren

Charles Schwab & Co., Inc.

Garden City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

600 Old Country Road, Garden City, NY 11530-2045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Investment Management, Llc Garden City NY 07/2008 09/2023
Charles Schwab & Co., Inc. Garden City NY 01/2022 Present
Charles Schwab Bank, Ssb Garden City NY 07/2022 Present
Td Ameritrade, Inc. Garden City NY 04/1999 05/2024
  • 07/2008 → 09/2023
    Td Ameritrade Investment Management, Llc
    Garden City, NY
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Garden City, NY
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Garden City, NY
  • 04/1999 → 05/2024
    Td Ameritrade, Inc.
    Garden City, NY
Previous Registrations
  • 2008-07-08 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Garden City, NY
    Garden City, NY
    Garden City, NY
  • 2005-07-08 → 2022-10-14
    Td Ameritrade, Inc.
    Garden City, NY
    Garden City, NY
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-01
S63 Uniform Securities Agent State Law Examination 2003-06-30
  • S66 Uniform Combined State Law Examination
    2005-07-01
  • S63 Uniform Securities Agent State Law Examination
    2003-06-30

View on SEC IAPD

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