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Joshua Joseph Theisen

Thrivent Investment Management Inc.

Dubuque, IA

CRD 7880533

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-05-29
  • IA RA
    APPROVED
    Since 2024-05-29

Branch Locations

Dubuque, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East Dubuque Nitrogen Fertilizers East Dubuque IL 02/2016 06/2024
Thrivent Investment Management Inc Dubuque IA 03/2024 Present
Thrivent Financial Appleton WI 06/2024 10/2024
Thrivent Financial Appleton WI 10/2024 Present
  • 02/2016 → 06/2024
    East Dubuque Nitrogen Fertilizers
    East Dubuque, IL
  • 03/2024 → Present
    Dubuque, IA
  • 06/2024 → 10/2024
    Thrivent Financial
    Appleton, WI
  • 10/2024 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

J25 RUSTIC DECOR POSITION: Owner/operator NATURE: Home/family business. Primarily operate as a shop on the Etsy platform. Will be doing local craft and vendor shows in the community. Primary products are home decor products such as signs or display boxes. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2018 ADDRESS: 12628 Highway 62, Maquoketa IA 52060, United States DESCRIPTION: Any and all. Marketing, product design and manufacturing, sales and service. GRACE OF CHAOS STUDIOS POSITION: Owner/creator NATURE: Create and distribute original AI-assisted music through commercial streaming platforms. Activity is currently recreational in nature with little to no income expected. Any potential future royalty income may be generated through streaming and digital distribution. The activity is separate from my role with Thrivent and does not involve financial services, securities, insurance, or client solicitation. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2026 ADDRESS: 12628 Highway 62, Maquoketa IA 52060, United States DESCRIPTION: Song writing, promoting, audio and video editing, producing, directing music videos.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-28
  • S66 Uniform Combined State Law Examination
    2024-05-28
Other Names
  • Joshua Theisen
  • Josh Theisen

View on SEC IAPD

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