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Hailey Katharine Broderick

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-05
TX RA APPROVED 2026-05-05
  • NY RA
    APPROVED
    Since 2026-05-05
  • TX RA
    APPROVED
    Since 2026-05-05

Branch Locations

55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 02/2024 04/2026
Plaza Home Mortgage, Inc. San Diego CA 11/2022 02/2024
Self-Employed San Diego CA 03/2020 03/2022
Miss Behavin' Boutique Santa Barbara CA 07/2019 11/2019
Persistence Data Mining La Jolla CA 11/2020 01/2021
Seaside Surf Cafe La Jolla CA 07/2017 11/2022
Patrick Henry High School San Diego CA 09/2013 06/2017
Unemployed San Diego CA 06/2017 07/2017
University Of California, Santa Barbara Santa Barbara CA 09/2017 03/2022
Miss Behavin' Boutique Santa Barbara CA 01/2021 03/2021
Morgan Stanley New York NY 04/2026 Present
  • 02/2024 → 04/2026
    Rbc Capital Markets, Llc
    New York, NY
  • 11/2022 → 02/2024
    Plaza Home Mortgage, Inc.
    San Diego, CA
  • 03/2020 → 03/2022
    Self-Employed
    San Diego, CA
  • 07/2019 → 11/2019
    Miss Behavin' Boutique
    Santa Barbara, CA
  • 11/2020 → 01/2021
    Persistence Data Mining
    La Jolla, CA
  • 07/2017 → 11/2022
    Seaside Surf Cafe
    La Jolla, CA
  • 09/2013 → 06/2017
    Patrick Henry High School
    San Diego, CA
  • 06/2017 → 07/2017
    Unemployed
    San Diego, CA
  • 09/2017 → 03/2022
    University Of California, Santa Barbara
    Santa Barbara, CA
  • 01/2021 → 03/2021
    Miss Behavin' Boutique
    Santa Barbara, CA
  • 04/2026 → Present
    Morgan Stanley
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-18
S63 Uniform Securities Agent State Law Examination 2025-01-24
  • S66 Uniform Combined State Law Examination
    2025-04-18
  • S63 Uniform Securities Agent State Law Examination
    2025-01-24
Other Names
  • Hailey Katharine Broderick

View on SEC IAPD

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