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Benjamin Santiago

Wells Fargo Clearing Services, LLC

Canby, OR

Vancouver, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-07-08
WA RA APPROVED 2024-07-08
  • OR RA
    APPROVED
    Since 2024-07-08
  • WA RA
    APPROVED
    Since 2024-07-08

Branch Locations

150 Nw 2Nd Ave, Canby, OR 97013 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Beaverton OR 02/2024 Present
Wells Fargo Bank, Na Beaverton OR 04/2022 Present
Pvh Corp. - Calvin Klein Woodburn OR 10/2015 05/2022
Do It Best Woodburn OR 06/2019 09/2019
Do It Best Woodburn OR 10/2017 06/2018
  • 02/2024 → Present
    Wells Fargo Clearing Services, Llc
    Beaverton, OR
  • 04/2022 → Present
    Wells Fargo Bank, Na
    Beaverton, OR
  • 10/2015 → 05/2022
    Pvh Corp. - Calvin Klein
    Woodburn, OR
  • 06/2019 → 09/2019
    Do It Best
    Woodburn, OR
  • 10/2017 → 06/2018
    Do It Best
    Woodburn, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-06
S63 Uniform Securities Agent State Law Examination 2024-05-09
  • S65 Uniform Investment Adviser Law Examination
    2024-07-06
  • S63 Uniform Securities Agent State Law Examination
    2024-05-09

View on SEC IAPD

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AUXIER ASSET MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

FREDERICK MITCHELL MAGENHEIMER
Jessica Joann Cerne
MATTHEW PAUL STUTES
Kassin Mosbrucker
Peri L Tharp
Jeff Anton Nizich
CLINTON HANCOCK COLEMAN
SCOTT R WARNER

Other Offices

LPL FINANCIAL LLC · CANBY, OR
EDWARD JONES · CANBY, OR
U.S. BANCORP ADVISORS, LLC · Canby, OR
LPL FINANCIAL LLC · CANBY, OR
LPL FINANCIAL LLC · CANBY, OR
4:8 FINANCIAL · CANBY, OR
J.P. MORGAN SECURITIES LLC · CANBY, OR
CETERA INVESTMENT ADVISERS LLC · CANBY, OR

More in Canby, OR

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