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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-26
  • CA RA
    APPROVED
    Since 2018-02-26

Branch Locations

6080 Center Drive Suite 120, Los Angeles, CA 90045 • United States

Pacific Palisades, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miracle Mile Advisors, Llc Los Angeles CA 08/2015 05/2017
Massmutual Life Insurance Company Los Angeles CA 08/2015 Present
Mml Investors Services, Llc Los Angeles CA 02/2018 Present
Self-Employed Pacific Palisades CA 05/2017 12/2017
  • 08/2015 → 05/2017
    Miracle Mile Advisors, Llc
    Los Angeles, CA
  • 08/2015 → Present
    Massmutual Life Insurance Company
    Los Angeles, CA
  • 02/2018 → Present
    Los Angeles, CA
  • 05/2017 → 12/2017
    Self-Employed
    Pacific Palisades, CA
Previous Registrations
Other Businesses

NAME: NEIL GODSEY INV REL: Y ADD: RESIDENTIAL NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH, DI, LTC NON-VAR ANNUITIES POSITION: AGENT START DATE: 1/1/2010 NO. HR/MO: 5-10 NO. HR/MO DURING SEC TRADING: 5 (2) NAME: JOSEPH "NEIL" GODSEY INV REL: Y ADD: RESIDENTIAL NATURE: TRUST POSITION: CO-TRUSTEE START DATE: 09/15/2023 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 1 DUTIES: CO-TRUSTEE FOR A THIRD-PARTY FAMILY TRUST

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-02-17
  • S63 Uniform Securities Agent State Law Examination
    2018-02-17
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Joseph C (Iii) Godsey
  • Neil Godsey
  • Joseph Cornelius Godsey

View on SEC IAPD

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