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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-26 |
Branch Locations
6080 Center Drive Suite 120, Los Angeles, CA 90045 • United States
Pacific Palisades, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miracle Mile Advisors, Llc | Los Angeles | CA | 08/2015 | 05/2017 |
| Massmutual Life Insurance Company | Los Angeles | CA | 08/2015 | Present |
| Mml Investors Services, Llc | Los Angeles | CA | 02/2018 | Present |
| Self-Employed | Pacific Palisades | CA | 05/2017 | 12/2017 |
NAME: NEIL GODSEY INV REL: Y ADD: RESIDENTIAL NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH, DI, LTC NON-VAR ANNUITIES POSITION: AGENT START DATE: 1/1/2010 NO. HR/MO: 5-10 NO. HR/MO DURING SEC TRADING: 5 (2) NAME: JOSEPH "NEIL" GODSEY INV REL: Y ADD: RESIDENTIAL NATURE: TRUST POSITION: CO-TRUSTEE START DATE: 09/15/2023 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 1 DUTIES: CO-TRUSTEE FOR A THIRD-PARTY FAMILY TRUST
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-02-17 |
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