Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| KS | RA | APPROVED | 2018-02-16 |
Branch Locations
7007 College Blvd Ste 270, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Kansas City | MO | 07/2009 | 02/2018 |
| Lpl Financial, Llc | Overland Park | KS | 02/2018 | Present |
1. 2/16/2018 - PERSONAL FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 02/16/2018 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 2/16/2018 - PERSONAL FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Agent - Started 2/16/2018 - Time Spent 1%. 3. 11/5/2021 - No Business Name - Investment Related - Ocean City MD - Real Estate Rental - Partner - Started 09/01/2009 - 1 Hour Per Month/0 Hours During Securities Trading - Management company is in Ocean City, Md. Vacasa Real Estate Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-21 |
Reach out to this advisor