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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-14
  • TX RA
    APPROVED
    Since 2026-04-14

Branch Locations

2625 N Josey Ln Ste 102, Carrollton, TX 75007 • United States

Lewisville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Carrollton TX 03/2024 Present
Massmutual Life Insurance Company Carrollton TX 11/2023 Present
Shogun In Greenville, Inc. Greenville TX 07/2012 Present
  • 03/2024 → Present
    Carrollton, TX
  • 11/2023 → Present
    Massmutual Life Insurance Company
    Carrollton, TX
  • 07/2012 → Present
    Shogun In Greenville, Inc.
    Greenville, TX
Other Businesses

(1) Name: Shogun In Paris, Inc Inv rel: N Add: 3450 Lamar Ave, Paris TX 75460 Nature: Restaurant/Bar Work: Full Service Japanese Restaurant Position: Owner Start date: 02/01/2007 No. HR/MO: 10. No. HR/MO during sec trading: 0. Describe duties: Payroll (2) Name: Shogun In Greenvile, Inc Inv rel: N Add: 7215 Interstate Hwy 30 Unit M Greenville, TX 75402 Nature: Restaurant/Bar Work: Full Service Japanese Restaurant Position: Owner Start date: 07/12/20102 No. HR/MO: 10. No. HR/MO during sec trading: 0. Describe duties: Payroll. (3) Name: Ilshin In Texas, Inc Inv rel: N Add: 4710 Preston Rd. Frisco, TX 75034 Nature: Restaurant/Bar Work: Full Service Japanese Restaurant Position: Owner Start date: 07/12/2012 No. HR/MO: 10. No. HR/MO during sec trading: 0. Describe duties: Payroll. (4) Name: JDJ Investments, LLC Inv rel: N Add: 12388 FM 423 Frisco, TX 75033 Nature: Restaurant/Bar Work: Full Service Japanese Restaurant Position: Owner Start date: 07/12/2012 No. HR/MO: 10. No. HR/MO during sec trading: 0. Describe duties: Payroll.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-18
  • S66 Uniform Combined State Law Examination
    2025-09-18
Other Names
  • Jason Roh

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