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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-04-16 |
Branch Locations
4300 East 53Rd St Suite 102 , Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lee Agency | Muscatine | IA | 10/2016 | 04/2024 |
| Menards Inc | Cedar Rapids | IA | 06/2015 | 10/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2024 | 09/2024 |
| Northwestern Mutual Investment Services Llc | Davenport | IA | 07/2024 | 09/2024 |
| Wells Fargo Clearing Services, Llc | Davenport | IA | 11/2024 | 04/2025 |
| Unemployed | Bettendorf | IA | 09/2024 | 11/2024 |
| Wells Fargo Advisors Financial Network, Llc | Davenport | IA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-06 |
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