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Chau Bao Minh Casillas

LPl Enterprise, LLC

Orchard Park, NY

CRD 7878487

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

6455 Lake Avenue Suite D, Orchard Park, NY 14127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Williamsville NY 02/2024 11/2024
Divine Nail Spa Inc Niagara Falls NY 05/2023 11/2024
Wall Street English Vietnam Ho Chi Minh 01/2017 12/2017
Niagara Falls Memorial Medical Center Niagara Falls NY 08/2020 01/2021
Niagara Falls Memorial Medical Center Niagara Falls NY 02/2021 07/2021
Niagara University Lewiston NY 08/2021 12/2022
Niagara University Lewiston NY 01/2018 05/2020
None Williamsville NY 05/2020 08/2020
None Williamsville NY 01/2023 05/2023
Wall Street English Vietnam Ho Chi Minh 06/2016 12/2016
The Prudential Insurance Company Of America Williamsville NY 05/2024 Present
Lpl Enterprise, Llc Williamsville NY 11/2024 Present
  • 02/2024 → 11/2024
    Williamsville, NY
  • 05/2023 → 11/2024
    Divine Nail Spa Inc
    Niagara Falls, NY
  • 01/2017 → 12/2017
    Wall Street English Vietnam
    Ho Chi Minh
  • 08/2020 → 01/2021
    Niagara Falls Memorial Medical Center
    Niagara Falls, NY
  • 02/2021 → 07/2021
    Niagara Falls Memorial Medical Center
    Niagara Falls, NY
  • 08/2021 → 12/2022
    Niagara University
    Lewiston, NY
  • 01/2018 → 05/2020
    Niagara University
    Lewiston, NY
  • 05/2020 → 08/2020
    None
    Williamsville, NY
  • 01/2023 → 05/2023
    None
    Williamsville, NY
  • 06/2016 → 12/2016
    Wall Street English Vietnam
    Ho Chi Minh
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Williamsville, NY
  • 11/2024 → Present
    Williamsville, NY
Previous Registrations
Other Businesses

1) 04/17/2025-Longevity Wealth Partners-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/18/2025-180hrs/mth-130hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-16
  • S66 Uniform Combined State Law Examination
    2024-04-16
Other Names
  • Chau Casillas
  • Chau Bao Minh Le

View on SEC IAPD

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