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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-14
TX RA APPROVED 2025-01-14
  • MI RA
    APPROVED
    Since 2025-01-14
  • TX RA
    APPROVED
    Since 2025-01-14

Branch Locations

38700 Van Dyke Ave Ste 125, Sterling Heights, MI 48312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baylor University Waco TX 05/2018 05/2023
Flour Bluff High School Flour Bluff TX 05/2023 05/2024
New York Life Corpus Christi TX 03/2024 09/2024
Nylife Securities Llc Corpus Christi TX 06/2024 09/2024
Freddy's Steakburgers And Custard Castle Rock CO 05/2017 05/2018
Ponderosa High School Parker CO 05/2014 05/2017
Cetera Wealth Services, Llc El Segundo CA 09/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2024 Present
  • 05/2018 → 05/2023
    Baylor University
    Waco, TX
  • 05/2023 → 05/2024
    Flour Bluff High School
    Flour Bluff, TX
  • 03/2024 → 09/2024
    New York Life
    Corpus Christi, TX
  • 06/2024 → 09/2024
    Nylife Securities Llc
    Corpus Christi, TX
  • 05/2017 → 05/2018
    Freddy's Steakburgers And Custard
    Castle Rock, CO
  • 05/2014 → 05/2017
    Ponderosa High School
    Parker, CO
  • 09/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2024; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-14
S63 Uniform Securities Agent State Law Examination 2024-10-15
  • S65 Uniform Investment Adviser Law Examination
    2025-01-14
  • S63 Uniform Securities Agent State Law Examination
    2024-10-15

View on SEC IAPD

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