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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-03-16
TX RA APPROVED 2022-03-16
  • MI RA
    APPROVED
    Since 2022-03-16
  • TX RA
    APPROVED
    Since 2022-03-16

Branch Locations

45656 Village Blvd, Shelby Township, MI 48315 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cia Financial Group Shelby Township MI 07/2015 Present
Lpl Financial, Llc Shelby Township MI 07/2015 03/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2022 Present
Previous Registrations
Other Businesses

1) HOLLY MACDONALD, 07/2016, 45656 VILLAGE RD SHELBY TWP MI 48315, NOTARY, NIR, 1 HR/MONTH 1 HR/MONTH TRADING 2) PROVISION FINANCIAL, 07/2016, 45656 VILLAGE BLVD SHELBY TOWNSHIP MI 48315, EMPLOYEE, ADVISORY DBA, INV REL, 160 HR/MONTH 120 HR/MONTH TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 03/16/2022 4) HOLLY MACDONALD, Shelby Township MI 48315, 01/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2 HR/MO - 2 Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-05
S63 Uniform Securities Agent State Law Examination 2005-05-25
  • S66 Uniform Combined State Law Examination
    2016-12-05
  • S63 Uniform Securities Agent State Law Examination
    2005-05-25
Designations

View on SEC IAPD

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