Steven Peter Ganan

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 01/2019
  Ubs Financial Services Inc.
  Washington, DC
• 01/2019 → 02/2020
  Rbc Capital Markets, Llc.
  Mclean, VA
• 02/2020 → 02/2026
  Rbc Capital Markets, Llc
  Chevy Chase, MD
• 02/2026 → Present
  Wells Fargo Clearing Services, Llc.
  Bethesda, MD

Previous Registrations

• 2019-01-23 → 2026-02-19
  Rbc Capital Markets, Llc
  Vienna, VA
  Chevy Chase, MD
  Alexandria, VA
• 2015-10-26 → 2019-02-01
  Ubs Financial Services Inc.
  Washington, DC
• 2014-04-14 → 2015-10-14
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Washington, DC
  Arlington, VA
  Alexandria, VA
  Falls Church, VA
  Kinston, NC
  Alexandria, VA
  Alexandria, VA
  Arlington, VA
  Arlington, VA
• 2012-08-21 → 2014-04-25
  Harrisdirect Llc
  Arlington, VA
• 2007-06-21 → 2012-08-20
  Truist Investment Services, Inc.
  Rockville, MD
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-19
• S63 Uniform Securities Agent State Law Examination
  1999-03-22

Other Names

• Steven P Ganan