Ray Ramos Bartolome

Employer firm

Falcon Wealth Planning, Inc. CRD 174092

$1.96B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 12/2020
  Td Ameritrade & Co., Inc.
  Rancho Cucamonga, CA
• 02/2021 → Present
  Falcon Wealth Planning, Inc.
  Ontario, CA
• 02/2021 → Present
  Falcon Wealth Planning, Inc.
  Ontario, CA
• 01/2023 → Present
  Falcon Wealth Planning, Inc.
  Ontario, CA

Previous Registrations

• 2016-11-23 → 2021-01-11
  Td Ameritrade, Inc.
  Upland, CA
• 2016-11-23 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Rancho Cucamonga, CA

Exams

• S66 Uniform Combined State Law Examination
  2016-11-22
• S63 Uniform Securities Agent State Law Examination
  2001-01-22

Other Names

• Ray Ramos Bartolome