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Ray Ramos Bartolome

Falcon Wealth Planning, Inc.

Ontario, CA

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Current Employers
Falcon Wealth Planning, Inc.

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-17
TX RA APPROVED_RES 2021-11-16
  • CA RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED_RES
    Since 2021-11-16

Branch Locations

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade & Co., Inc. Rancho Cucamonga CA 09/2016 12/2020
Falcon Wealth Planning, Inc. Ontario CA 02/2021 Present
Falcon Wealth Planning, Inc. Ontario CA 02/2021 Present
Falcon Wealth Planning, Inc. Ontario CA 01/2023 Present
Previous Registrations
  • 2016-11-23 → 2021-01-11
    Td Ameritrade, Inc.
    Upland, CA
  • 2016-11-23 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Rancho Cucamonga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-22
S63 Uniform Securities Agent State Law Examination 2001-01-22
  • S66 Uniform Combined State Law Examination
    2016-11-22
  • S63 Uniform Securities Agent State Law Examination
    2001-01-22
Other Names
  • Ray Ramos Bartolome

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ONTARIO, CA
TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA
WELLS FARGO CLEARING SERVICES, LLC · ONTARIO, CA
NEWEDGE ADVISORS · Ontario, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
U.S. BANCORP ADVISORS, LLC · Rancho Cucamonga, CA
LPL FINANCIAL LLC · ONTARIO, CA

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