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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-01-13 |
Branch Locations
929 108Th Ave Ne Ste 1200, Bellevue, WA 98004 • United States
Seattle, WA • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Seattle | WA | 02/2024 | 11/2025 |
| Wells Fargo Bank, Na | Seattle | WA | 05/2022 | 02/2024 |
| Cafe Bento | Marysville | WA | 02/2019 | 04/2022 |
| The Emirates Group | Dubai | 06/2018 | 11/2018 | |
| Bdo | Manila | 09/2014 | 06/2018 | |
| Ameriprise Financial Services, Llc | Bellevue | WA | 12/2025 | Present |
Outside Employment; Seattle Theatre Group; Audience Services Representative; Non-profit arts organization; 911 Pine St, , Seattle, WA, 98101; Not Investment-Related; 12/19/2022; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-08 |
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