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Michael Carbone

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-21
NJ RA APPROVED 2024-08-05
  • TX RA
    APPROVED
    Since 2024-09-21
  • NJ RA
    APPROVED
    Since 2024-08-05

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 02/2024 Present
Lanni's Cucina Verace Sparkill NY 08/2023 02/2024
River Palm Terrace - Restaurant Edgewater NJ 08/2023 02/2024
Confetti Ristorante Piermont NY 05/2016 08/2023
Street Diligence New York NY 02/2020 09/2020
First Service Residential New York NY 12/2017 11/2019
Preqin New York NY 07/2016 12/2017
Bank Of America N.A. Paramus NJ 05/2024 Present
  • 02/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Paramus, NJ
  • 08/2023 → 02/2024
    Lanni's Cucina Verace
    Sparkill, NY
  • 08/2023 → 02/2024
    River Palm Terrace - Restaurant
    Edgewater, NJ
  • 05/2016 → 08/2023
    Confetti Ristorante
    Piermont, NY
  • 02/2020 → 09/2020
    Street Diligence
    New York, NY
  • 12/2017 → 11/2019
    First Service Residential
    New York, NY
  • 07/2016 → 12/2017
    Preqin
    New York, NY
  • 05/2024 → Present
    Bank Of America N.A.
    Paramus, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
  • S66 Uniform Combined State Law Examination
    2024-08-02

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
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