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4513 Pietro Place, Dublin, CA 94568 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Mountain View | Mountain View | CA | 07/2007 | Present |
| Fincop Financial Planning | Dublin | CA | 02/2024 | Present |
I am currently an employee of the City of Mountain View. This is not investment-related. The address is 500 Castro Street, Mountain View, CA 94041. My title and position is police officer. I have been employed with them since July 2007. I devote approximately 160 hours per month to this business, but only approximately 35 per month are during securities trading hours. My duties include providing law enforcement services to the community.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-27 |
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