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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | N/A | AZ | 03/2014 | 09/2017 |
| Wendy's | Gilbert | AZ | 09/2017 | 11/2017 |
| Unemployed | N/A | AZ | 11/2017 | 12/2017 |
| King Wok | Gilbert | AZ | 12/2017 | 08/2018 |
| Pescado Borracho | Gilbert | AZ | 06/2018 | 10/2018 |
| Dogtopia Of Gilbert | Gilbert | AZ | 10/2018 | 07/2019 |
| Unemployed | N/A | AZ | 07/2019 | 08/2019 |
| Full Time Education | Tucson | AZ | 08/2019 | 05/2023 |
| Firebirds Of Gilbert | Gilbert | AZ | 05/2020 | 02/2024 |
| Firebirds Of Tucson | Tucson | AZ | 08/2022 | 11/2022 |
| Charles Schwab | Austin | TX | 03/2024 | Present |
| Extended Travel | Gilbert | AZ | 08/2023 | 11/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-02 |
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