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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-08
  • CA RA
    APPROVED
    Since 2026-06-08

Branch Locations

1010 W Alluvial Ave Ste 111, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2024 04/2026
Ara Hospitality Group Shaver Lake CA 04/2024 05/2024
Unemployed Clovis CA 11/2023 03/2024
Delaware North - Tenaya Lodge Fish Camp CA 03/2023 11/2023
Alchemist United Fresno CA 03/2022 03/2023
Harness Power Clovis CA 01/2020 03/2022
Infinity Energy Fresno CA 01/2019 01/2020
Horizon Solar Power Clovis CA 01/2016 01/2019
Michael Kors Fresno CA 05/2016 01/2018
Principal Life Insurance Company Fresno CA 06/2026 Present
Principal Securities, Inc. Fresno CA 06/2026 Present
  • 05/2024 → 04/2026
    St Louis, MO
  • 04/2024 → 05/2024
    Ara Hospitality Group
    Shaver Lake, CA
  • 11/2023 → 03/2024
    Unemployed
    Clovis, CA
  • 03/2023 → 11/2023
    Delaware North - Tenaya Lodge
    Fish Camp, CA
  • 03/2022 → 03/2023
    Alchemist United
    Fresno, CA
  • 01/2020 → 03/2022
    Harness Power
    Clovis, CA
  • 01/2019 → 01/2020
    Infinity Energy
    Fresno, CA
  • 01/2016 → 01/2019
    Horizon Solar Power
    Clovis, CA
  • 05/2016 → 01/2018
    Michael Kors
    Fresno, CA
  • 06/2026 → Present
    Principal Life Insurance Company
    Fresno, CA
  • 06/2026 → Present
    Fresno, CA
Previous Registrations
  • 2024-08-08 → 2026-05-07
    Clovis, CA
    Clovis, CA
    St Louis, MO
Other Businesses

INSURANCE POSITION: Insurance NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 3 START DATE: 06/16/2026 ADDRESS: 1010 W Alluvial Ave, Fresno CA 93711, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, health, and group benefits.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-07
  • S66 Uniform Combined State Law Examination
    2024-08-07

View on SEC IAPD

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