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Inactive

Derek Alan Doyle

John G. Ullman & Associates, Inc

Rhinebeck, NY

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Current Employers
John G. Ullman & Associates, Inc

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-07
  • NY RA
    APPROVED
    Since 2024-05-07

Branch Locations

20 East Market Street, Rhinebeck, NY 12572 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Red Hook NY 01/2014 09/2016
Subway Red Hook NY 09/2016 06/2021
Rhinebeck Bank Red Hook NY 06/2021 03/2023
John G Ullman & Associates, Inc Rhinebeck NY 03/2023 Present
  • 01/2014 → 09/2016
    Student
    Red Hook, NY
  • 09/2016 → 06/2021
    Subway
    Red Hook, NY
  • 06/2021 → 03/2023
    Rhinebeck Bank
    Red Hook, NY
  • 03/2023 → Present
    John G Ullman & Associates, Inc
    Rhinebeck, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-07
  • S65 Uniform Investment Adviser Law Examination
    2024-05-07

View on SEC IAPD

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