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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-07
  • IL RA
    APPROVED
    Since 2025-01-07

Branch Locations

500 W Lincoln Ave, Charleston, IL 61920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Mid Bank & Trust Mattoon IL 10/2020 08/2021
First Mid Bank & Trust Charleston IL 05/2022 08/2023
Eastern Illinois University Charleston IL 08/2020 05/2024
First Mid Bank & Trust Charleston IL 01/2024 02/2024
First Mid Wealth Management Charleston IL 02/2024 Present
Stewardson-Strasburg Cusd #5A Strasburg IL 08/2006 05/2020
Unemployed Windsor IL 05/2020 08/2020
Raymond James Financial Services, Inc. Charleston IL 02/2024 Present
First Mid Bank & Trust Charleston IL 02/2024 Present
Raymond James Financial Services Advisors, Inc. Charleston IL 01/2025 Present
  • 10/2020 → 08/2021
    First Mid Bank & Trust
    Mattoon, IL
  • 05/2022 → 08/2023
    First Mid Bank & Trust
    Charleston, IL
  • 08/2020 → 05/2024
    Eastern Illinois University
    Charleston, IL
  • 01/2024 → 02/2024
    First Mid Bank & Trust
    Charleston, IL
  • 02/2024 → Present
    First Mid Wealth Management
    Charleston, IL
  • 08/2006 → 05/2020
    Stewardson-Strasburg Cusd #5A
    Strasburg, IL
  • 05/2020 → 08/2020
    Unemployed
    Windsor, IL
  • 02/2024 → Present
    Raymond James Financial Services, Inc.
    Charleston, IL
  • 02/2024 → Present
    First Mid Bank & Trust
    Charleston, IL
  • 01/2025 → Present
    Charleston, IL
Other Businesses

(1)Name of Business: First Mid Bank & Trust Address: 500 W Lincoln Ave, Charleston, IL, 61920-2442, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 02/19/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I act as an investment client services assistant. I provide assistance to the two Financial Advisors in my branch. (2)Name of Business: First Mid Wealth Management Address: 500 W Lincoln Ave, Charleston, IL, 61920-2442, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/19/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am an investment client services assistant. I provide assistance to the two Financial Advisors at our branch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-18
  • S66 Uniform Combined State Law Examination
    2024-12-18
Other Names
  • Alex Dick

View on SEC IAPD

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