Jessica Marie Shiflet

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-04-23
TX	RA	APPROVED	2020-04-23

PA RA
APPROVED

Since 2020-04-23
TX RA
APPROVED

Since 2020-04-23

Branch Locations

York, PA • United States

2845 Eastern Blvd., York, PA 17402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	York	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	York	PA	11/2016	03/2020
Lpl Financial Llc	York	PA	04/2020	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

York, PA
11/2016 → 03/2020

Wells Fargo Clearing Services, Llc

York, PA
04/2020 → Present

Lpl Financial Llc

York, PA

Previous Registrations

2005-01-28 → 2020-04-27

Wells Fargo Clearing Services, Llc

York, PA

York, PA

Other Businesses

1)01/31/2020 - Sequential Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/2020

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-08-19
S63	Uniform Securities Agent State Law Examination	1999-05-18

S65 Uniform Investment Adviser Law Examination

2002-08-19
S63 Uniform Securities Agent State Law Examination

1999-05-18

Other Names

Jessica Marie Baum
Jessica Marie Baum

View on SEC IAPD