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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-05-20 |
| TX | RA | APPROVED | 2026-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 09/2024 | Present |
| Morehead State University | Morehead | KY | 08/2017 | 12/2018 |
| Morehead State University | Morehead | KY | 01/2018 | 12/2018 |
| University Of Louisville | Louisville | KY | 08/2016 | 12/2016 |
| El Toro Ip Targeting | Louisville | KY | 05/2021 | 09/2023 |
| New York Life | Louisville | KY | 03/2024 | 09/2024 |
| University Of Louisville College Of Business | Louisville | KY | 06/2020 | 08/2021 |
| Quail Chase Golf Club | Louisville | KY | 05/2017 | 08/2017 |
| Unemployed | Louisville | KY | 03/2020 | 06/2020 |
| University Of Louisville Division Of Infectious Diseases | Louisville | KY | 10/2020 | 05/2021 |
| Outback Steakhouse | Louisville | KY | 03/2017 | 05/2017 |
| Unemployed | Louisville | KY | 09/2023 | 03/2024 |
| Unemployed | Louisville | KY | 01/2020 | 03/2020 |
| Louisville Country Club | Louisville | KY | 03/2020 | 03/2020 |
| Unemployed | Morehead | KY | 12/2018 | 03/2019 |
| Unemployed | Louisville | KY | 12/2016 | 03/2017 |
| Green Hemp Farms | Louisville | KY | 03/2019 | 01/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-20 |
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