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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-08-26 |
| TX | RA | APPROVED | 2001-04-11 |
Branch Locations
8333 Douglas Ave Ste 475, Dallas, TX 75225 • United States
227 S Knoblock St, Stillwater, OK 74074 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plano | TX | 05/2001 | 03/2020 |
| Ameriprise Financial Services, Llc | Dallas | TX | 03/2020 | Present |
Board of Directors; Tau Beta Chi Omega House Corporation; Member; 310 S. Monroe, , Stillwater, OK, 74074; Not Investment-Related; 07/01/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-10 |
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