Caitlin Meloy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 05/2016 → 11/2016
  Unemployed
  White Plains, NY

Other Businesses

Name of the other business 25 SS LLC Whether the business is investment-related No Address of the other business Medford MA 02155 Title, or relationship with the other business: Investor Start date of your relationship 2/2024 Approximate number of hours/month you devote to the other business 0 Number of hours you devote to the other business during securities trading hours 0 Duties relating to the other business No duties. Silent investor. I*3228284 Entity Type: Charitable Name of OBA: Beyond Stillness Address: Bend, OR 97703 Investment Related: No Position, Title, Association: Treasurer, Board Member Employee Start Date: 01/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: A nonprofit focused on helping stroke survivors reframe and share their recovery stories. They would like me to join as a a board member and treasurer. There is currently 1 part time employee. I will meet with her annually to set the budget, quarterly to review the budget, and monthly to review and approve her expenses. There is currently just a checking account for the organization. I*3681276 Entity Type: Entity Charitable Name of OBA: 9/11 Day Address: Irvine, CA 92617-3205 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/01/2026 Number of Hours: 10, Monthly Number of Hours during trading: 5, Monthly Duties: 9/11 Day is the nonprofit that founded and annually organizes the federally recognized September 11 National Day of Service and Remembrance. Our mission is to inspire millions of Americans and others to rekindle the remarkable spirit of unity and compassion that emerged immediately following 9/11, and to perform good deeds and acts of service in tribute to the 9/11 victims, survivors, first responders, volunteers, and members of our military who bravely rose in service in response to the attacks. Board Member

Exams

• S66 Uniform Combined State Law Examination
  2024-10-15

Other Names

• Caitlin Mccaffrey Duffy
• Caitlin Mccaffrey Meloy