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Walter Penn Alexander

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-30
IL RA APPROVED 2024-11-06
  • TX RA
    APPROVED
    Since 2024-11-30
  • IL RA
    APPROVED
    Since 2024-11-06

Branch Locations

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 02/2024 Present
Lettuce Entertainment Chicago IL 09/2023 01/2024
Unemployed Chicago IL 04/2023 08/2023
University Of Michigan Ann Arbor MI 08/2019 04/2023
Aim13 New York NY 06/2022 08/2022
Stephen F. Austin High School Austin TX 08/2015 05/2019
  • 02/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
  • 09/2023 → 01/2024
    Lettuce Entertainment
    Chicago, IL
  • 04/2023 → 08/2023
    Unemployed
    Chicago, IL
  • 08/2019 → 04/2023
    University Of Michigan
    Ann Arbor, MI
  • 06/2022 → 08/2022
    Aim13
    New York, NY
  • 08/2015 → 05/2019
    Stephen F. Austin High School
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-04
  • S66 Uniform Combined State Law Examination
    2024-11-04

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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