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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-04 |
| FL | RA | APPROVED | 2023-02-16 |
Branch Locations
2437 E Gulf To Lake Hwy, Inverness, FL 34453 • United States
100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States
1100 Se Hwy 19, Crystal River, FL 34429 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Spring Hill | FL | 09/2012 | Present |
| Wells Fargo Advisors Llc | Spring Hill | FL | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Spring Hill | FL | 11/2016 | Present |
SYSTEM 1, NOT INVT RELATED, INVERNESS, FL, COMMERCIAL CLEANING MAINTENANCE, START DATE 7/8/2019, 30 HRS PER MONTH, 0 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-12 |
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