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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full-Time Education | Waterville | ME | 02/2014 | 04/2019 |
| Kennebec Savings Bank | Waterville | ME | 05/2019 | 08/2019 |
| Full-Time Education | Bangor | ME | 09/2019 | 06/2020 |
| Target Co. | Augusta | ME | 07/2020 | 05/2021 |
| Target Co. | Bangor | ME | 06/2021 | 05/2022 |
| Modern Woodmen Of America | Rock Island | IL | 11/2021 | 03/2024 |
| Mwa Financial Services Inc | Rock Island | IL | 02/2024 | 03/2024 |
| Raymond James Financial Services, Inc. | Waterville | ME | 03/2024 | 09/2025 |
| Raymond James Financial Services Advisors, Inc | Waterville | ME | 05/2024 | 09/2025 |
| Four Seasons Financial | Waterville | ME | 04/2024 | 09/2025 |
| Mid-Maine Regional Adult Community Education | Waterville | ME | 02/2024 | 09/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2025 | Present |
1. WILLIAM PARADIS, 753 West River Rd, Waterville ME 04901, United States, 09/09/2025, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 2 HR/MO TRADING 2. FAITH CHURCH, 250 Kennedy Memorial Drive, Waterville ME 04901, United States, 09/09/2025, Book Reviewer, Accounting/Bookkeeping/Payroll Services, NIR, 1 HR/MO - 0 HR/MO TRADING 3. MID-MAINE HOMELESS SHELTER, 19 Colby Street, Waterville ME 04901, United States, 09/09/2025, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-26 |
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