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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| OH | RA | APPROVED | 2001-06-22 |
Branch Locations
2 Summit Park Dr Ste 240, Independence, OH 44131 • United States
Rock Creek, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seven Hills | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Independence | OH | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 559 Rome Rock Creek Rd, , Roaming Shores, OH, 44084; Not Investment-Related; 10/07/2024. Business Ownership; Buckeye Bee Company; Collection and sale of honey; Collection and sale of honey.; 4141 Rome Rock Creek Rd, , Rock Creek, OH, 44084; Not Investment-Related; 06/30/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-31 |
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