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Kristine Danielle Conroy

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7871870

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-05
PA RA APPROVED 2024-10-03
TX RA APPROVED 2024-10-03
  • NC RA
    APPROVED
    Since 2025-11-05
  • PA RA
    APPROVED
    Since 2024-10-03
  • TX RA
    APPROVED
    Since 2024-10-03

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randstad Malvern PA 04/2024 06/2024
Unemployed Philadelphia PA 11/2023 03/2024
Permit Philly Philadelphia PA 09/2023 10/2023
Sagapixel Cherry Hill NJ 07/2023 08/2023
Self-Employed Montreal 09/2020 05/2023
Self-Employed San Cristobal De Las Casas 10/2017 12/2021
Language Link Hanoi 08/2017 05/2018
American Language Village Taipei 06/2017 07/2017
New Haven Public Schools New Haven CT 10/2016 06/2017
Alma Del Mar Charter School New Bedford MA 08/2016 09/2016
Self-Employed Montreal 06/2023 07/2023
Self-Employed Istanbul 11/2018 12/2019
The Vanguard Group, Inc. Charlotte NC 07/2024 Present
Vanguard Marketing Corporation Charlotte NC 07/2024 Present
Vanguard Advisers, Inc. Charlotte NC 10/2024 Present
  • 04/2024 → 06/2024
    Randstad
    Malvern, PA
  • 11/2023 → 03/2024
    Unemployed
    Philadelphia, PA
  • 09/2023 → 10/2023
    Permit Philly
    Philadelphia, PA
  • 07/2023 → 08/2023
    Sagapixel
    Cherry Hill, NJ
  • 09/2020 → 05/2023
    Self-Employed
    Montreal
  • 10/2017 → 12/2021
    Self-Employed
    San Cristobal De Las Casas
  • 08/2017 → 05/2018
    Language Link
    Hanoi
  • 06/2017 → 07/2017
    American Language Village
    Taipei
  • 10/2016 → 06/2017
    New Haven Public Schools
    New Haven, CT
  • 08/2016 → 09/2016
    Alma Del Mar Charter School
    New Bedford, MA
  • 06/2023 → 07/2023
    Self-Employed
    Montreal
  • 11/2018 → 12/2019
    Self-Employed
    Istanbul
  • 07/2024 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 07/2024 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 10/2024 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-02
  • S66 Uniform Combined State Law Examination
    2024-10-02
Other Names
  • Kristine D Conroy
  • Kristine Conroy

View on SEC IAPD

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