Best Investors Account Sign in
Inactive

Huey Tac Luu

Westlake Wealth Management LLC

Seattle, WA

Seattle, WA

CRD 3213530

Claim This Profile
Employer firm

Westlake Wealth Management LLC CRD 308915

$76.8M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Westlake Wealth Management Llc

600 Stewart Street Suite 400, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-13
WA RA APPROVED 2020-07-22
  • CA RA
    APPROVED
    Since 2025-10-13
  • WA RA
    APPROVED
    Since 2020-07-22

Branch Locations

Seattle, WA • United States

600 Stewart Street Suite 400, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Seattle WA 12/2000 04/2020
Westlake Wealth Management Llc Seattle WA 07/2020 Present
Previous Registrations
Other Businesses

1. REAL ESTATE OWNERSHIP :SINGLE FAMILY ;SEATTLE, WA 98103;NO;MARCH 2015. 2. INDEPENDENT INSURANCE AGENT, SEATTLE WA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-28
S63 Uniform Securities Agent State Law Examination 1999-07-12
  • S65 Uniform Investment Adviser Law Examination
    2000-08-28
  • S63 Uniform Securities Agent State Law Examination
    1999-07-12
Designations
  • Certified Financial Planner
Other Names
  • Luu Tac Huy

View on SEC IAPD

More in Seattle, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor