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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-05-05 |
| MN | RA | APPROVED | 2024-03-15 |
Branch Locations
5161 Charles Way, Fargo, ND 58104 • United States
108 Judd Street, Po Box 339, Perham, MN 56573 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
80 Jefferson Street S, Wadena, MN 56482 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Perham | MN | 02/2024 | Present |
| Magnifi Financial Cu | Perham | MN | 02/2024 | Present |
| Astera Health | Wadena | MN | 07/2017 | 02/2024 |
| Wadena County | Wadena | MN | 03/2015 | 07/2017 |
1) 02/20/2024 - Canoe Paddle Kettle Corn LLC - Business Owner - Owner of family kettle corn business that offers bagged popcorn - MN 56482 - Non investment related - 10 Hours per month - Start date: 06/01/2019. 2) 03/21/2024 - Magnifi Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3) 04/11/2024 - Wadena-Deer Creek School District - Outside/W-2 Employment - Track Coach - Not Investment Related - 600 Colfax Ave SW, Wadena, MN 56482 - Start Date 03/11/2024 - 40 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-15 |
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