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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-08-30 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
1356 West Tunnel Blvd, Houma, LA 70360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houma | LA | 01/2024 | Present |
| Louisiana State University, Shreveport | Shreveport | LA | 10/2022 | 12/2023 |
| Talbot, Carmouche & Marcello Law Firm | Baton Rouge | LA | 04/2022 | 01/2024 |
| Louisiana State University, Law | Baton Rouge | LA | 08/2021 | 04/2022 |
| Richards Kitchen Store | Houma | LA | 04/2021 | 08/2021 |
| Duval, Funderburk, Sundberry, Richard & Watkins | Houma | LA | 04/2020 | 08/2020 |
| Louisiana State University | Baton Rouge | LA | 08/2018 | 12/2021 |
| Blue Marlin Carwash | Houma | LA | 04/2014 | 08/2019 |
| Vandebilt Catholic Highschool | Houma | LA | 08/2014 | 04/2017 |
| Newedge Advisors Llc. | Houma | LA | 08/2024 | Present |
| South Louisiana Bank | Houma | LA | 08/2024 | Present |
1- 05/2024 / South Louisiana Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 05/2024 / SAILFISH PROPERTIES, LLC / Real Estate Rental / Investment Related / Baton Rouge, LA / Start date: 04/03/2017 3- 06/05/2024 - South Louisiana Financial Services - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 02/12/2024 - 160 Hours Per Month/ 8 Hours During Trading 4- 06/05/2024 - NewEdge Advisors, LLC - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 02/12/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 08/2024 - Mr. Richard conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) South Louisiana Financial Services. Mr. Richard is an investment advisor representative and devotes 160 hours per month to this activity during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-09 |
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