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Kevin Patrick Tapia

Empower Advisory Group, LLC

Jersey City, NJ

Greenwood Village, CO

CRD 7870655

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-11
  • NJ RA
    APPROVED
    Since 2026-02-11

Branch Locations

Jersey City, NJ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Financial Services, Inc Greenwood Villiage CO 03/2024 Present
Kt's Window Washing Wilmington NC 10/2018 03/2024
Valve And Pump Specialties, Inc Wilmington NC 10/2015 10/2018
  • 03/2024 → Present
    Empower Financial Services, Inc
    Greenwood Villiage, CO
  • 10/2018 → 03/2024
    Kt's Window Washing
    Wilmington, NC
  • 10/2015 → 10/2018
    Valve And Pump Specialties, Inc
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
S63 Uniform Securities Agent State Law Examination 2025-06-13
  • S66 Uniform Combined State Law Examination
    2025-12-18
  • S63 Uniform Securities Agent State Law Examination
    2025-06-13
Other Names
  • Kevin Patrick Tapia
  • Kevin Tapia

View on SEC IAPD

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