James An

Mml Investors Services, LLC

CRD 7870544

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-02-05

NY RA
APPROVED

Since 2026-02-05

Branch Locations

Syosset, NY • United States

250 West 34Th Street One Penn Plaza Ste 2035, New York, NY 10119-0002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Binghamton University	Binghamton	NY	01/2020	05/2023
Future Tech Consultants	Mineola	NY	06/2019	08/2021
High School	Syosset	NY	08/2015	05/2019
The French Workshop	Plainview	NY	06/2023	12/2023
Mml Investors Services, Llc	New York	NY	02/2024	Present
Massmutual Life Insurance Company	New York	NY	04/2024	Present

01/2020 → 05/2023

Binghamton University

Binghamton, NY
06/2019 → 08/2021

Future Tech Consultants

Mineola, NY
08/2015 → 05/2019

High School

Syosset, NY
06/2023 → 12/2023

The French Workshop

Plainview, NY
02/2024 → Present

Mml Investors Services, Llc

New York, NY
04/2024 → Present

Massmutual Life Insurance Company

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-30

S66 Uniform Combined State Law Examination

2025-12-30

View on SEC IAPD

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