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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-02
FL RA APPROVED 2026-06-02
IL RA APPROVED 2026-06-01
KY RA APPROVED 2026-06-01
NY RA APPROVED 2026-06-01
OR RA APPROVED 2026-06-01
OH RA APPROVED 2026-05-21
  • AZ RA
    APPROVED
    Since 2026-06-02
  • FL RA
    APPROVED
    Since 2026-06-02
  • IL RA
    APPROVED
    Since 2026-06-01
  • KY RA
    APPROVED
    Since 2026-06-01
  • NY RA
    APPROVED
    Since 2026-06-01
  • OR RA
    APPROVED
    Since 2026-06-01
  • OH RA
    APPROVED
    Since 2026-05-21

Branch Locations

Beavercreek, OH • United States

1700 Summit Lake Drive Suite 200, Tallahassee, FL 32317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homegoods Beavercreek OH 03/2015 05/2022
Moraine Country Club Kettering OH 05/2022 08/2024
University Of Cincinnati Cincinnati OH 08/2023 05/2024
Northwestern Mutual Cincinnati OH 01/2024 08/2024
Fortress Financial & Wealth Management Beavercreek OH 09/2024 03/2025
Guardian Life Insurance Company Beavercreek OH 03/2025 Present
Park Avenue Securities Beavercreek OH 03/2025 Present
  • 03/2015 → 05/2022
    Homegoods
    Beavercreek, OH
  • 05/2022 → 08/2024
    Moraine Country Club
    Kettering, OH
  • 08/2023 → 05/2024
    University Of Cincinnati
    Cincinnati, OH
  • 01/2024 → 08/2024
    Northwestern Mutual
    Cincinnati, OH
  • 09/2024 → 03/2025
    Fortress Financial & Wealth Management
    Beavercreek, OH
  • 03/2025 → Present
    Guardian Life Insurance Company
    Beavercreek, OH
  • 03/2025 → Present
    Park Avenue Securities
    Beavercreek, OH
Other Businesses

1. Insurance Outside of Guardian, Nature: Insurance Sales, Start Date: 9/3/26, Duties: Independent Contractor selling insurance other than Guardian, Address: 4400 East Highway 20, Suite 108 Niceville, FL 32578, 1 total hr/month; 1 during securities trading hours, Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-18
  • S66 Uniform Combined State Law Examination
    2026-05-18

View on SEC IAPD

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