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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-02 |
| FL | RA | APPROVED | 2026-06-02 |
| IL | RA | APPROVED | 2026-06-01 |
| KY | RA | APPROVED | 2026-06-01 |
| NY | RA | APPROVED | 2026-06-01 |
| OR | RA | APPROVED | 2026-06-01 |
| OH | RA | APPROVED | 2026-05-21 |
Branch Locations
Beavercreek, OH • United States
1700 Summit Lake Drive Suite 200, Tallahassee, FL 32317 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Homegoods | Beavercreek | OH | 03/2015 | 05/2022 |
| Moraine Country Club | Kettering | OH | 05/2022 | 08/2024 |
| University Of Cincinnati | Cincinnati | OH | 08/2023 | 05/2024 |
| Northwestern Mutual | Cincinnati | OH | 01/2024 | 08/2024 |
| Fortress Financial & Wealth Management | Beavercreek | OH | 09/2024 | 03/2025 |
| Guardian Life Insurance Company | Beavercreek | OH | 03/2025 | Present |
| Park Avenue Securities | Beavercreek | OH | 03/2025 | Present |
1. Insurance Outside of Guardian, Nature: Insurance Sales, Start Date: 9/3/26, Duties: Independent Contractor selling insurance other than Guardian, Address: 4400 East Highway 20, Suite 108 Niceville, FL 32578, 1 total hr/month; 1 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-18 |
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