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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-23 |
| SC | RA | APPROVED | 2025-05-06 |
| NC | RA | APPROVED | 2018-11-19 |
| NJ | RA | APPROVED | 2016-10-31 |
Branch Locations
8352 Charlotte Hwy Ste B, Fort Mill, SC 29707 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1607 Sardis Rd N, Charlotte, NC 28270 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | New Providence | NJ | 10/2013 | 11/2016 |
| Wells Fargo Bank Na | New Providence | NJ | 10/2013 | Present |
| Wells Fargo Clearing Services, Llc | New Providence | NJ | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-15 |
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