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Fredric Dana Kaplan

Spiderrock Advisors, LLC

Sharon, MA

Chicago, IL

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Current Employers
Spiderrock Advisors, Llc

227 West Monroe Suite 4300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-07-27
IL RA APPROVED 2026-07-13
  • MA RA
    APPROVED
    Since 2026-07-27
  • IL RA
    APPROVED
    Since 2026-07-13

Branch Locations

Sharon, MA • United States

227 West Monroe Suite 4300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smb Capital New York NY 08/2023 02/2024
Self Employed Sharon MA 11/2022 07/2023
Crosstower Jersey City NJ 08/2022 10/2022
Xmonetae Capital New York NY 04/2021 05/2022
Unemployed Sharon MA 10/2018 12/2018
Hartree Partners New York NY 11/1999 09/2018
Guardian Life Insurance Company Needham MA 03/2024 07/2026
Self Employed Dedham MA 01/2019 03/2021
Park Avenue Securities Llc Needham MA 07/2024 07/2026
Guardian Life Insurance Company Sharon MA 07/2024 07/2026
Park Avenue Securities Sharon MA 07/2024 07/2026
Blackrock Sharon MA 07/2026 Present
Blackrock Investments, Llc Sharon MA 07/2026 Present
  • 08/2023 → 02/2024
    Smb Capital
    New York, NY
  • 11/2022 → 07/2023
    Self Employed
    Sharon, MA
  • 08/2022 → 10/2022
    Crosstower
    Jersey City, NJ
  • 04/2021 → 05/2022
    Xmonetae Capital
    New York, NY
  • 10/2018 → 12/2018
    Unemployed
    Sharon, MA
  • 11/1999 → 09/2018
    Hartree Partners
    New York, NY
  • 03/2024 → 07/2026
    Guardian Life Insurance Company
    Needham, MA
  • 01/2019 → 03/2021
    Self Employed
    Dedham, MA
  • 07/2024 → 07/2026
    Park Avenue Securities Llc
    Needham, MA
  • 07/2024 → 07/2026
    Guardian Life Insurance Company
    Sharon, MA
  • 07/2024 → 07/2026
    Park Avenue Securities
    Sharon, MA
  • 07/2026 → Present
    Blackrock
    Sharon, MA
  • 07/2026 → Present
    Blackrock Investments, Llc
    Sharon, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06

View on SEC IAPD

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