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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-18 |
| UT | RA | APPROVED | 2026-02-18 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Wyoming | Laramie | WY | 08/2020 | 08/2024 |
| Mountain View High School | Mountain View | WY | 08/2016 | 05/2020 |
| University Of Wyoming | Laramie | WY | 09/2022 | 05/2023 |
| Genesis Alkali | Green River | WY | 05/2023 | 08/2023 |
| Genesis Alkali | Green River | WY | 05/2021 | 08/2021 |
| Stifel | Sheridan | WY | 08/2024 | 11/2025 |
| Lyman Schools | Lyman | WY | 08/2007 | 07/2016 |
| Morgan Stanley | Sandy | UT | 02/2026 | Present |
*686529- Doordash; Investment related: No; San Francisco, California; Wholesale/Distribution; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 10; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-28 |
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