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Richard Douglas Walker

Robert M Walker & Associates

Taylorsville, KY

CRD 3213365

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Employer firm

Robert M Walker & Associates CRD 122671

$13.6M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Robert M Walker & Associates

Taylorsville, KY • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-02-07
  • KY RA
    APPROVED
    Since 2024-02-07

Branch Locations

Taylorsville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert M. Walker Associates, Inc. Louisville KY 11/1998 Present
  • 11/1998 → Present
    Robert M. Walker Associates, Inc.
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-04
  • S65 Uniform Investment Adviser Law Examination
    1999-05-04
Other Names
  • Richard D. Walker

View on SEC IAPD

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