Thomas Francesco Sabatini

Steward Partners Investment Advisory, LLC

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Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-12-09

IL RA
APPROVED

Since 2024-12-09

Branch Locations

545 Lincoln Ave Suite 15, Winnetka, IL 60093 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Winnetka	IL	02/2024	12/2024
Unemployed	Chicago	IL	02/2023	02/2024
Alliance Bernstein	San Francisco	CA	11/2021	02/2023
Student	Pleasanton	CA	01/2014	11/2021
Steward Partners Global Advisory, Llc	Winnetka	IL	12/2024	Present
Steward Partners Investment Solutions, Llc	Winnetka	IL	12/2024	Present
Steward Partners Investment Advisory, Llc	Winnetka	IL	12/2024	Present

02/2024 → 12/2024

Raymond James & Associates

Winnetka, IL
02/2023 → 02/2024

Unemployed

Chicago, IL
11/2021 → 02/2023

Alliance Bernstein

San Francisco, CA
01/2014 → 11/2021

Student

Pleasanton, CA
12/2024 → Present

Steward Partners Global Advisory, Llc

Winnetka, IL
12/2024 → Present

Steward Partners Investment Solutions, Llc

Winnetka, IL
12/2024 → Present

Steward Partners Investment Advisory, Llc

Winnetka, IL

Previous Registrations

2024-08-08 → 2024-12-11

Raymond James & Associates, Inc.

Winnetka, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-03

S66 Uniform Combined State Law Examination

2024-08-03

Other Names

Tom Sabatini
Thomas F Sabatini

View on SEC IAPD

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