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William James Obrien

Gamma Investing LLC

North Reading, MA

Foster City, CA

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Current Employers
Gamma Investing Llc

Foster City, CA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-05-24
CA RA APPROVED 2022-08-16
  • MA RA
    APPROVED
    Since 2023-05-24
  • CA RA
    APPROVED
    Since 2022-08-16

Branch Locations

North Reading, MA • United States

Foster City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Van Eck Securities Corporation New York NY 08/2014 09/2021
Van Eck Associates Corporation New York NY 08/2014 09/2021
Gamma Investing Llc San Mateo CA 07/2022 Present
Little Harbor Advisors Marblehead MA 11/2021 07/2022
  • 08/2014 → 09/2021
    Van Eck Securities Corporation
    New York, NY
  • 08/2014 → 09/2021
    Van Eck Associates Corporation
    New York, NY
  • 07/2022 → Present
    Gamma Investing Llc
    San Mateo, CA
  • 11/2021 → 07/2022
    Little Harbor Advisors
    Marblehead, MA
Previous Registrations
  • 2007-03-28 → 2014-08-14
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-11
S66 Uniform Combined State Law Examination 2007-03-26
S63 Uniform Securities Agent State Law Examination 2005-05-17
  • S65 Uniform Investment Adviser Law Examination
    2022-08-11
  • S66 Uniform Combined State Law Examination
    2007-03-26
  • S63 Uniform Securities Agent State Law Examination
    2005-05-17

View on SEC IAPD

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