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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-14
SC RA APPROVED 2025-01-14
TX RA APPROVED 2025-01-14
  • NC RA
    APPROVED
    Since 2025-01-14
  • SC RA
    APPROVED
    Since 2025-01-14
  • TX RA
    APPROVED
    Since 2025-01-14

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 02/2024 Present
Wells Fargo Charlotte NC 05/2022 02/2024
Doordash Reseda CA 07/2019 05/2022
The Printing Press Westlake CA 05/2016 11/2018
Unemployed Reseda CA 11/2018 07/2019
Igs Solutions Los Angeles CA 07/2021 12/2021
  • 02/2024 → Present
    Fort Mill, SC
  • 05/2022 → 02/2024
    Wells Fargo
    Charlotte, NC
  • 07/2019 → 05/2022
    Doordash
    Reseda, CA
  • 05/2016 → 11/2018
    The Printing Press
    Westlake, CA
  • 11/2018 → 07/2019
    Unemployed
    Reseda, CA
  • 07/2021 → 12/2021
    Igs Solutions
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-15
  • S66 Uniform Combined State Law Examination
    2024-06-15

View on SEC IAPD

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